Regulation "A" Overview - Download

The U.S. Securities and Exchange Commission (the “SEC”) recently expanded the scope of the Regulation "A" offering exemption.

This overview will highlight these changes as it may be of benefit for those considering different ways to raise capital for their business venture.

You can download my Regulation Exemption "A" Offering Overview through your browser by clicking the button below.

As always, I am here to help. If you would like to explore how a custom crafted PPM could take advantage of this new regulation change and enhance your fund raising efforts, please contact me at your earliest convenience.

CLICK HERE FOR REG "A" OVERVIEW DOWNLOAD

Equity and/or Debt “Crowdfunding”
under Reg D or Reg A+

Why not Rule 504, Reg CF,
or
Tier 1 of Reg A+ ?

These are the most practical and viable
(in my opinion) equity or debt “crowdfunding” exemptions to consider using today.

Regulatory Issues & Limitations*:

Rule 504 (Regulation D):
- Capped at $5MM per 12 mos.
- No State Pre-emption (must pre-register in every State before selling)

Regulation CF (JOBS Act Title III)
- Capped at $1MM per 12 mos.
- Must use B/D or Portal

Tier 1 of Reg A+ (JOBS Act Title IV)
- Capped at $20MM per 12 mos.
- No State Pre-emption (must pre-register in every State before selling)

*However, still may fit your particular circumstance and be a good option for you. Consult your securities attorney.

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