In today’s video I discuss How do I respond to an SEC inquiry letter?
I will cover the need to have all your critical documents in place as these are usually the first items that the SEC will ask for in their inquiry. This is why they should be included with every Private Placement Memorandum.
Also, I discuss some things to think about if you are considering to buy a PPM template or possibly hiring someone who is not a SEC attorney to create or advise you on a Private Placement Memorandum (PPM) and the important critical documents.
If you are looking for a custom crafted, private placement memorandum that will represent and outline all the risk associated with your private offering as required by the SEC; contact me today. Not only will my Private Placement Memorandum (PPM) protect you in an advent of an inquiry from the SEC or state regulators, but I will be there as well to advise and work in your behalf if needed. If you feel your PPM might not stand up to the scrutiny of the SEC or State Regulators; contact me for a review of your PPM.
If you have any questions about SEC inquiry letters, SEC Regulations, JOBS Act, Crowdfunding or any private offering related questions… please feel free to contact me.
Darin H. Mangum, Esq. (ThePPMAttorney.com)
Securities Attorney Darin Mangum (“the PPM attorney”) helps entrepreneurs, start up companies and growing businesses over come the regulatory pitfalls accompanied by raising capital, by providing a custom crafted private placement memorandum (PPM) to keep them in compliance with the ever changing regulatory laws.