In this video post I discus the topic of Private Offering solicitation to potential investors and what is the right and wrong way it should be presented according to securities law.
A private offering solicitation of securities to investors under federal and state securities laws exemptions and rules covering private placements or PPMs must be presented to those where pre-existing relationships have been established.
In regards to private offerings – Darin discusses what qualifies as a pre-existing relationship and when it is okay to present your private offering to the investor. Darin also discusses alternative ways of establishing relationships with investors prior to engaging in solicitation.
If you have any questions about Private Offering Solicitation and Pre-Existing Relationships, SEC Regulations, JOBS Act, Crowdfunding or any private offering related questions… please feel free to contact me.
Darin H. Mangum, Esq. (ThePPMAttorney.com)
Securities Attorney Darin Mangum (“the PPM attorney”) helps entrepreneurs, start up companies and growing businesses over come the regulatory pitfalls accompanied by raising capital, by providing a custom crafted private placement memorandum (PPM) to keep them in compliance with the ever changing regulatory laws.